April 1, 2017
Convergence: The Idea
at the Heart of Science: How the Different Disciplines Are Coming Together to
Tell One Coherent, Interlocking Story, and Making Science the Basis for Other
Forms of Knowledge by Peter Watson. Simon & Schuster, 543 pages, $35.
In Dreams of a Final Theory, Steven
Weinberg propounds a familiar but unfailingly stirring claim:
Scientists have discovered many
peculiar things, and many beautiful things. But perhaps the most beautiful and
the most peculiar thing that they have discovered is the pattern of science
itself. Our scientific discoveries are not independent isolated facts; one
scientific generalization finds its explanation in another, which is itself
explained by yet another. By tracing these arrows of explanation back toward
their source we have discovered a striking convergent pattern - perhaps the
deepest thing we have yet learned about the universe.[1]
Peter Watson, at
any rate, was stirred and has written a lively and colorful volume to
illustrate that "convergent pattern." Watson is a prolific novelist and popular
historian of art, ideas, and now science. As the titles of his books suggest -
e.g., Ideas: A History of Thought and
Innovation from Fire to Freud; The Modern Mind: An Intellectual History of the
Twentieth Century; The Great Divide: Nature and Human Nature in the Old World
and the New; The Age of Atheism: How We Have Sought to Live Since the Death of
God - Watson is a Big Picture man. Convergence
promises a "master narrative" of "synthesis, symphysis, and coherence" among
the sciences, in which
the intimate connections between
physics and chemistry have been discovered. The same goes for the links between
quantum chemistry and molecular biology. Particle physics has been aligned with
astronomy and the early history of the evolving universe. Pediatrics has been
enriched by the insights of ethology; psychology has been aligned with physics,
chemistry, and even with economics. Genetics has been harmonized with
linguistics, botany with archaeology, climatology with myth - and so on and so
on.[2]
Perhaps depth and originality of
insight, or intricacy of argument, are too much to demand alongside such grand
sweep and brisk pacing. Convergence
will not deeply engage academic philosophers or even historians of science. But
it is superior popularization, and very satisfying in its way.
One of the book's
strengths is its wealth of anecdote and biographical detail. Watson begins with
the poignant story of Mary Somerville, one of those remarkable women who seem
to be emerging from the historical shadows with increasing frequency.
Somerville (1780-1872) was a brilliant, self-taught mathematician who was
published in the Proceedings of the Royal
Society and numbered dozens of the Fellows among her friends, although
women were not allowed to attend lectures at the Society until after her death.
Her second book, On the Connexion of the
Physical Sciences (1834), one of the first to trace a pattern of
unification and simplification in the discovery of physical laws, was reprinted
throughout Europe and praised by James Clerk Maxwell.
Perhaps the most
discerning review of Somerville's Connexion
was by the historian and philosopher of science William Whewell, who pointed
out that until then, most commentators on science had been struck rather by
their increasing divergence and diversity. There was not even an agreed name
for workers in the field - Whewell coined the term "scientist" (and later
"physicist" and "consilience"). But his and Somerville's perception of the
advancing unification of the sciences was vindicated, Watson writes, by the
emergence in the 1850s of "the two most powerful unifying theories of all time"[3]:
the conservation of energy and biological evolution.
Watson recounts
the early experiments of Faraday, Julius Meyer, Joule, and Kelvin on heat,
electricity, and magnetism, summarized as the laws of thermodynamics in papers
by Helmholtz in 1847 and Clausius in 1850. Following this, Maxwell and
Boltzmann introduced statistics into thermodynamics, allowing the velocities,
spatial distribution, and collision probabilities of the molecules in a gas to
be calculated and introducing the concept of entropy as the measure of the
order of a system.
(In passing,
Watson takes note of Thomas Kuhn's suggestion that the conservation of energy
was suggested to its German pioneers by the writings of Schelling and other Naturphilosophen, who maintained that
"magnetic, electrical, chemical, and finally even organic phenomena would be
interwoven into one great association."[4]
If true, this would seem to reverse the usual direction of influence between
science and philosophy.)
Charles Darwin's
career and the publication of The Origin
of Species might seem so well documented that even a resourceful popular
historian would be at pains to narrate them interestingly. But Watson rises to
the challenge with an account of developments in two apparently unrelated
fields, which nonetheless were indispensable parts of the Origin's intellectual background. William Herschel's astronomical
observations, including his discovery of Uranus and of hundreds of nebulae, and
above all his theories of galactic formation and evolution, changed the
character of astronomy "from a mathematical science concerned primarily with
navigation, to a cosmological science concerned with the evolution of stars and
the origins of the universe."[5]
(And once again Watson draws a remarkable woman out of the shadows - Herschel's
sister Caroline, who served as his assistant and herself discovered eight
comets.)
The other science
in the background of evolution was geology, its story much better known. Watson
traces its development through its early practitioners - Hutton, Buckland,
Cuvier, Sedgwick, Murchison - to the discovery of the Ice Age by Louis Agassiz
and, most familiarly, to Charles Lyell, whose Principles of Geology made an irrefutable case for the Earth's
being far older than previously assumed. Without these crucial advances in
cosmology and geology, Watson writes, "Darwin would not have been plausible."[6]
The next great
unification was that of physics and chemistry. The discovery of the periodic
table of the elements in the late 1860s, Watson observes, "gave chemistry a
central idea to put alongside Newton's in physics and Darwin's in biology."[7]
In subsequent decades, Hertz, Rontgen, Becquerel, and other physicists,
experimenting with electromagnetism, discovered the phenomenon of
radioactivity. X-rays were immediately added to the arsenal of medicine, while
radium, polonium, radon, and other elements were added to the periodic table.
In 1911 Ernest Rutherford's bombardment of metal foil with beams of electrons
revealed the planetary structure of atoms, with electrons orbiting around a
positively charged nucleus.
All these strands
were drawn together in Niels Bohr's celebrated trio of papers, "On the
Constitution of Atoms and Molecules." It was not clear why, in Rutherford's
model, the orbiting electrons did not either fly apart or collapse into the
nucleus. Bohr recognized that the quantum nature of matter meant that only
certain orbits were permissible. This insight, that "although the radioactive
properties of matter originate in the atomic nucleus, the chemical properties reflect primarily the distribution of
electrons," explained "at a stroke ... the link between physics and chemistry."[8]
Within a decade, Bohr had married the two fields even more closely by
explaining the similar properties of each family of elements in the periodic
table in terms of the arrangement of electrons in their outermost orbit, an
achievement Einstein delightedly described as "the highest form of musicality
in the sphere or thought."[9]
Linus Pauling is,
along with Bohr, one of the heroic unifiers in Watson's account. The nature of
the chemical bond was the theoretical Holy Grail among early 20th-century
chemists. Because Pauling knew far more about crystallography and quantum
theory than most chemists and more about chemical properties than most
physicists, he could "distill what he knew about quantum mechanics, ionic
sizes, and crystal structures, and put that together with a traditional
understanding of the habits of the elements, all wrapped up into a set of rules
for indicating which 'joining patterns' were most likely."[10]
With his further discovery of "resonance" - the coexistence of ionic and
covalent bonds between atoms in a single molecule - Pauling was able to explain
the tetrahedral bonding of carbon atoms, the puzzling reactivity of benzene,
and the structure of more than two hundred other, mostly organic, molecules, in
effect birthing the science of molecular biology.
The next phase of
the "friendly invasion of biology by physics," Watson writes, came via Edwin
Schrodinger's What Is Life?, which
looked at heredity from the physicist's point of view. Schrodinger estimated
the dimensions and structure of the chromosome, and was the first to
characterize it as "a message written in code."[11]
According to Watson, What Is Life? deeply
influenced DNA researchers Francis Crick, James Watson, and Maurice Wilkins, as
well as the equally important work on protein structure in the 1950s.
In the 1960s and
70s, physics experienced its own internal consolidation. The discovery of the
cosmic background radiation, of the subatomic particles found in cosmic rays,
and of quasars and pulsars were "all synthesized into one consistent, coherent,
unified story, to produce a detailed assessment about the origin and evolution
of the universe." Watson calls it "the second evolutionary synthesis."[12]
The last third of Convergence is at once the most
interesting and the least readily assimilated to Watson's grand narrative of
the unification of the sciences. It mostly (apart from somewhat breathless
overviews of information theory, string theory, and Many Universes theory) deals
with recent developments in planetary science and social science. Just as
cosmology, in working out the biography of the universe, depended on advances
in particle physics, paleontology, in writing the biography of the earth,
required new microphysical tools and techniques, above all radioactive dating
based on the half-lives of uranium and carbon. The moon landing also helped,
Watson suggests, to solve a key paleontological puzzle: the K-T boundary, or
the exceptionally sharp divide in the fossil record between the Cretaceous and
Tertiary periods 65 million years ago. The frequency of cratering on the moon
led to speculation that an asteroid had caused a large-scale extinction on
earth. Physicists helpfully pointed out that impact sites would be rich in
iridium, which is absorbed in naturally occurring rocks by the earth's iron
core. Iridium, according to Watson, was the key clue that led to the discovery
of the Yucatan crater where the great asteroid hit. It is undeniable in this
case that physics expanded the paleontologist's toolkit. Whether that amounts
to a unification of the two sciences is another matter.
Watson's chapter
on "Big History" is even more interesting. Carefully and imaginatively, he
traces several lines of evidence, including myths, archaeological artifacts,
paleogenetics, linguistics, and astronomy, to deduce a convincing story of the
origins and early migrations of Homo
sapiens. His surprising (to me, at least) conclusion is that "for
approximately 16,500 years - from 15000 BC to AD 1500, 640 generations - there
were two populations of people in the
world who, insofar as we know, were unaware of each other."[13]
In other words, civilization evolved twice.
By contrast, and a
little anticlimactically, a chapter on sociobiology and evolution covers mostly
familiar ground. It falls short, at any rate, of establishing Watson's claim
that Jacques Monod's Chance and Necessity
(1970) and Edward O. Wilson's Sociobiology
(1975) mark (his italics) "the watershed
moment when the coming together - the convergence - of the sciences achieves
such resonance that science itself becomes the basis for comprehending other
forms of knowledge."[14]
******************************
Some authors are
storytellers; others make arguments. Few authors, I suspect, are equally
skilled and comfortable at both. Even among storytellers, there is a
distinction among dramatists of personality and dramatists of ideas. The best
intellectual history makes ideas into characters, whose biography - birth,
maturity, decline - engage us even as their adherents' lives and circumstances
seem incidental. Watson is not this kind of historian, able to give his story something
like sonata form, with a leading theme followed by its development, abstract
and sensuous at the same time. Nor is he particularly rigorous: his idea of
convergence is a little loose and baggy, almost promiscuously inclusive, with
mere connection or analogy sometimes standing in for unification. It seems a
bit cavalier, for example, to claim D'Arcy Thompson as a prophet of unification
for maintaining that natural selection "cannot by itself possibly account for
the diversity we see around us" but instead must have been "aided by the
self-organization of matter based on mathematical and physical principles."[15]
Wouldn't that make Thompson a complicator rather than a unifier?
Watson is instead
a fluent and enthusiastic personalizer, quick to drop the thread of conceptual
continuity in order to relay an anecdote or display a piquant quote. Fortunately,
most of his anecdotes and quotes are well-judged. It is amusing, for example,
to learn that Einstein's Greek teacher informed him that "whatever field he
chose, he would fail at it"[16];
likewise, to hear about J.J. Thomson, director of the Cavendish Laboratory,
that "one day he brought a pair of new trousers on his way home for lunch,
having been convinced by a colleague that his old pants were too baggy and
worn. At home he changed into his new trousers and returned to the lab. His
wife, arriving home, found the worn-out pair on the bed. Alarmed, she hurriedly
telephoned the Cavendish, convince that her absent-minded husband had gone back
to work without any trousers on."[17]
In a different vein, it is poignant to overhear the troubled Wolfgang Pauli
confessing his predilection for the Viennese "night, sexual excitement in the
underworld - without feeling, without love, indeed without humanity."[18]
And the book's account of nuclear physicist Lise Meitner's escape from the
Nazis is thrilling.
But philosophical
questions are not ignored in Convergence,
even if they are not pursued with the depth and precision they might have been.
Watson devotes a chapter to the Unity of Science movement in the 1930s,
discussing several contributions to the first edition of the International Encyclopedia of Unified Science
(1938). Because the protagonists of the movement were the logical
positivists of the Vienna Circle, the question of physicalism was central. But
the nature and complexities of that doctrine, and its subsequent vicissitudes
in the philosophy of science, are barely acknowledged.
There is, however,
in a later chapter, a long discussion of an important paper from the 1950s by
Hilary Putnam and Paul Oppenheim, "Unity of Science as a Working Hypothesis."
The paper listed six "reductive levels," in descending order: social groups,
multicellular organisms, cells, molecules, atoms, and elementary particles.
That all these "may one day be reduced to microphysics (in the sense that
chemistry seems today to be reduced to it)"[19]
seemed to them a reasonable expectation. But they closed on a more equivocal
note, with a quote from the general systems theorist Ludwig von Bertalanffy,
which instead of strict reductionism spoke of "a superposition of many levels,
from physical and chemical to biological and sociological systems. Unity of
Science is granted, not by any utopian reduction of all sciences to physics and
chemistry, but by the structural uniformities of the different levels of
reality."[20]
In the book's
final chapter, "A Pre-Existing Order?", dissenting voices are heard from. The
leading theme of the opposition to reductionism is emergence: the observation that at a certain level of complexity,
new properties sometimes appear that cannot be explained or predicted by the
known rules of interaction among the smaller units involved. Life and
consciousness are the most commonly cited examples, though Watson also mentions
"processes of self-organization leading to nonhomogenous structures and
nonequilibrium crystals."[21]
In these cases, "microscopic rules can be perfectly true and yet quite
irrelevant to [the resultant] macroscopic phenomena."[22]
As Robert Laughlin, a prominent critic of reductionism, puts it:
The laws of nature that we care about ...
emerge through collective
self-organization and really do not require knowledge of their component parts
to be comprehended and exploited. ... Physical science [has] stepped firmly out
of the age of reductionism into the age of emergence. The shift is usually
described in the popular press as the transition from the age of physics to the
age of biology, but that is not quite right. What we are seeing is a
transformation of a worldview in which the objective of understanding nature by
breaking it down into ever smaller parts is supplanted by the objective of
understanding how nature organizes herself.[23]
Does emergence
undermine convergence? Watson cheerfully shrugs off the challenge: "The story
told in these pages is not a straight line ... but it is a line, a narrative, which hangs together, and is not a mere
artifact of the instruments with which the observations have been carried out.
There is an order to our world, and
how we got here."[24] Others
are less confident. To the physicist John Barrow, "extremes of complexity ...
reveal the limits of a reductionism that looks to a Theory of Everything to
explain the totality of the natural world from the bottom to the top."
Reductionism may be "trivially true," in that it helps us eliminate
metaphysical mysteries like the elan
vital. But complex aggregates display "a wider diversity of behavior than
the sum of their parts," so that "if reductionism means that all explanations
of complexity must be sought at a lower level, and ultimately in the world of
the most elementary constituents of matter, then reductionism is false."[25]
The astrophysicist John Gribbin, surveying the same phenomena, comes to an
apparently opposite conclusion:
[C]haos and complexity obey simple laws
- essentially, the same simple laws discovered by Isaac Newton more than three
hundred years ago. Far from overturning four centuries of scientific endeavor
as some accounts would lead you to believe, these new developments show how the
long-established scientific understanding of simple laws can explain (although
not predict) the seemingly inexplicable behavior of weather systems, stock
markets, earthquakes, and even people. ... [T]he complicated behavior of the
world we see around us is merely "surface complexity arising out of deep
simplicity."[26]
I say "apparently"
opposite because the ground of the disagreement - the meaning of "reductionism"
- is not altogether clear. Clearly the Standard Theory of elementary particles
does not explain consciousness or even protein structure. But just as clearly,
no one claims that it does. What is often claimed, rather, is that theories of
simpler forms of matter underlie
theories of more complex forms. "Underlie" is a metaphor, and so needs to be
unpacked. Perhaps "constrain," in the sense of "limit," is the operative
meaning. That is, a lower-level theory (e.g, the theory of elementary particles)
constrains a higher-level theory (e.g., the theory of protein structure) in the
sense that, if both are well-established, and are incompatible, the
higher-level theory must give way. Then again, what would that mean? In
practice, an incompatibility of that sort would simply motivate redoubled
efforts to confirm that the two theories were well-established and that they
were genuinely incompatible. And if so, the only reasonable attitude would be a
temporary suspension of judgment, uncomfortable though that might be.
It may be, as
Frank Wilczek writes, that "reductionism has a bad name ... because
'reductionism' is a bad name." It
suggests a blinkered "no more than"-ism, rather than, as Wilczek and his fellow
Theorists of Everything experience it, "a spiritual quest, reaching for the
sublime."[27]
Spiritual quests do not always end well, of course. The presiding genius of Convergence is Einstein, who avowed in
his Nobel Prize lecture that "the mind striving for unification cannot be
satisfied that two fields should exist which, by their nature, are quite
independent."[28] A
stirring sentiment; but as Watson acknowledges, Einstein died unsatisfied.
[1]
Steven Weinberg, Dreams of a Final Theory
(Pantheon Books, 1992), p. 19.
[2]
Watson, Convergence, pp. xxii-xxiii
[3] Convergence, p. 16.
[4] Convergence, p. 22
[5] Convergence, p. 52.
[6] Convergence, p. 54.
[7] Convergence, p. 85.
[8] Convergence, p. 102.
[9] Convergence, p. 128.
[10] Convergence, p. 146.
[11] Convergence, pp. 203, 220
[12] Convergence, p. 256.
[13] Convergence, p. 294.
[14] Convergence, p. 313.
[15] Convergence, p. 442.
[16] Convergence, p. 106.
[17] Convergence, p. 93.
[18] Convergence, p. 129.
[19] Convergence, p. 238.
[20] Convergence, p. 238.
[21] Convergence, p. 436.
[22] Convergence, p. 480.
[23] Convergence, p. 480.
[24] Convergence, p. 487.
[25]
John D. Barrow, New Theories of
Everything: The Quest for Ultimate Explanation (Oxford Univ. Press, 2007),
pp. 160, 164.
[26]
John Gribbin, Deep Simplicity: Bringing
Order to Chaos and Complexity (Random House, 2004), pp. xxii-xxiii.
[27]
Frank Wilczek, A Beautiful Question:
Finding Nature's Deep Design (Penguin, 2014), pp. 112, 114.
[28] Convergence, p. 112-113.